Providing Personalized Financial Guidance to Southern California

Located in San Dimas, CA, our team is ready to turn your financial goals into practical guidance. At Regal, we take a client-first approach to our financial services, including retirement, estate planning and investment allocation strategies.

Carlos Guzman


Carlos Guzman began his advising career over 2 decades ago. Over that time, he has been able to help hundreds of families (both English and Spanish speaking) achieve peace of mind by following a unique 4-step, goals-based process. He has taught financial planning and shared his process at local churches, on the radio and at local high schools. The 4 steps are:

  1. Discovery (The What): Identifying “What” are your Goals and Concerns and “What” are the opportunities on which you would like to focus.
  2. Evaluation/Recommendation (The How): Recommendations demonstrating “How” we will accomplish your goals and have you focus on your opportunities.
  3. Implementation (The Why): Providing a customized written plan answering: What your goals are, how we will achieve them and “Why” recommendations are made.
  4. Review (Accountability): Ongoing process that provides accountability and ensures we are up-to-date on any changes that may impact your plan’s success.

This 4-step process provides his clients with Clarity, Balance, Focus and Confidence. This confidence gives his clients Peace of Mind to focus their attention and energy on doing what they love most with those they love.

Carlos has been married for over 25 years to his wife Kristina and they’ve raised 4 children. They call La Verne their home and it is where you can find them hiking the local trails. They love teaching and mentoring couples on marriage principles. They enjoy listening to live music, exercising, and reading non-fictional books that focus on self-improvement.

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300 N. San Dimas Ave | San Dimas, CA 91773
p. 909.305.8815 |


Questions? Contact Carlos today!


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